UK Financial Regulatory Practice

Bingham’s Financial Regulatory Practice provides both UK and US-based clients with advice on all aspects of the UK financial services regulatory framework. Praised by The Legal 500 for their “speed of response and down to earth approach,” the London team is recognised as a market leader in Financial Services Authority (FSA) investigations and enforcement proceedings with a particular focus on retail markets. The team has an active advisory practice which advises on a wide spectrum of issues. The team acts for both regulated institutions and regulators.

The Financial Regulatory Practice expands the international resources of Bingham’s premier securities practices, which provide clients with a fully integrated set of legal services focused on securities law and regulation. Dedicated lawyers from the broker-dealer, investment management and financial institutions/securities litigation practice groups, combined with our Financial Regulatory Practice, provide counselling, regulatory compliance and defence services to broker-dealers, investment advisers, investment managers, investment banks, mutual funds, hedge funds and other private investment funds, accounting firms, insurance companies, public companies, officers and directors.

Our practical experience, coupled with our transatlantic capability, differentiates us from other firms.

Legal insight. Business instinct. Global intelligence. ®