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Investment Management

Bingham expands investment management team in Washington, D.C.

July 9, 2012 Bingham has expanded its Investment Management Practice Group with the addition of three partners to its Washington, D.C., office. more >

‘Bingham is in a league of its own,’ said an anonymous client. — Chambers USA, Investment Funds section, 2011

Winner of the prestigious Award for Excellence 2011 for investment funds

June 16, 2011 In 2011, our lawyers received the prestigious Chambers USA Award for Excellence in the investment funds category. more >

With ‘one of the most knowledgeable investment funds practices in the legal community,’ Bingham has decades of experience with...
...every issue to originate in the funds industry, whether in the private equity, mutual or hedge fund sector. — Chambers Global
Bingham’s investment management team provides ‘high level expertise on a wide variety of complex issues.’
— The Legal 500 US
The lawyers are willing to listen to our issues and engage themselves to resolve them in a practical, business-oriented manner. — Chambers USA
There is no question that this is an excellent group of lawyers. — Chambers USA

Investment Management

Our Investment Management Practice Group reflects the breadth and diversity of the investment management industry. We have experience with nearly every asset class, including listed stocks, fixed income and derivative instruments, emerging market debt, and natural resources.

Some of the world’s largest investment management and financial services organizations rely on us. We advise both U.S. and non-U.S. managers, advisers and funds, addressing the needs of investors in the financial centers of the world.

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Legal Alerts
News
Events

Legal Alerts

Appeals Court Hears Oral Argument in Challenge to CFTC Regulations Affecting Registered Investment Companies May 7, 2013
SEC Issues Proposed Rules on Cross-Border Security-Based Swap Activities May 6, 2013
NFA Addresses Mandatory Quarterly Reporting by Registered CPOs and CTAs April 25, 2013
Chinese Asset Management Industry Waits for the Amended Securities Investment Fund Law and Supporting Regulations to Come into Effect April 14, 2013
SEC Trading and Markets Chief Counsel Comments on Private Fund Sales and Marketing April 8, 2013
SEC Seeks Comment on Proposed Rule for New Regulation Systems Compliance and Integrity March 26, 2013
SEC Staff Issues Long Awaited Rule 15a-6 FAQs March 25, 2013
SEC’s Division of Investment Management Issues Guidance Update on Advertisements and Social Media March 26, 2013

SEC to Ask Tough Questions of Fund Directors March 20, 2013
European Markets and Infrastructures Regulation: An Overview and Update on Timing March 14, 2013
SEC Requests Input for a Potential Uniform Fiduciary Standard of Conduct March 12, 2013
Supreme Court Limits SEC’s Ability to Seek Penalties Feb. 28, 2013
SEC Announces Examination Priorities for 2013 for Investment Advisers and Investment Companies Feb. 28, 2013
Form BE-11: Only Entities Contacted by BEA to Report for 2012 Feb. 8, 2013
Hong Kong and Mainland China to Provide for Mutual Recognition of Retail Funds Feb. 3, 2013
AIFMD Regulation Jan. 9, 2013
China’s SAFE Relaxes Controls Over Repatriation by QFIIs Dec. 31, 2012
Federal Court Upholds CFTC Registration and Reporting Rules for Registered Funds Dec. 20, 2012
FINRA Issues Guidance Narrowing the Scope of its New Suitability Rule Dec. 17, 2012
CFTC Staff Grants Registration Relief for Managers of Funds of Funds and Family Offices Dec. 5, 2012
Recommended Annual Review for Hedge Fund and Other Private Fund Advisers Dec. 4, 2012
CFTC Releases First Mandatory Clearing Determination Dec. 4, 2012
FSOC Turns Up the Heat on Money Market Fund Reform Nov. 21, 2012
Key FATCA Implementation Dates Pushed Back Six Months (or More) Oct. 31, 2012
Swaps Regulation Under Dodd-Frank: Key Issues for Fund Sponsors and Advisers Oct. 17, 2012
CFTC Position Limits Rules Vacated by District Court and Remanded to the Commission for Further Action Oct. 3, 2012
What Investment Managers Need to Know About Investing in Public Utilities Sept. 19, 2012
SEC Financial Literacy Study — a Harbinger of Future Regulatory Initiatives on Disclosure and Customer Communications Sept. 11, 2012
CFTC Registration Update: NFA Proposes Rules for Registrants Engaged in Swaps Activities Aug. 27, 2012
PCAOB to Audit Committees — Pay Attention to Our Inspections Aug. 6, 2012
AIFMD — One Year to Go July 24, 2012
Guide to SEC Investment Adviser Registration for Hedge Fund and Private Equity Fund Managers July 13, 2012
Commodity Pool Operators and Commodity Trading Advisors: Key CFTC Registration and Compliance Considerations June 25, 2012
China to Ease Regulation on QFII June 25, 2012
Update on Hong Kong Short Position Reporting Regime — No Need to Register Particulars of Each Partner in a Limited Partnership June 19, 2012
SEC Releases FAQs Useful for Private Fund Advisers Relating to Form PF June 11, 2012
Investment Fund Settles Enforcement Case With OFAC Relating to Iranian Sanctions May 23, 2012
Investment Adviser Oversight Act of 2012 Introduced by House Financial Services Committee Chairman May 2, 2012
Some Volcker Rule Clarification: Federal Reserve Issues Statement on Conformance Period April 23, 2012
JOBS Act to Eliminate Barriers to Capital Raising by Hedge Funds, Private Equity Funds and Other Private Funds April 9, 2012
JOBS Act: Congress Attempts to Reduce Regulatory Burdens on IPOs and Private Offerings April 2, 2012
CFTC Repeal of Exemption From Commodity Pool Operator Registration March 21, 2012
SEC and CFTC Issue Joint Proposed Rules and Guidelines to Address Identity Theft March 12, 2012
Department of Labor Mandates Fee Disclosure From Investment Managers and Certain Other Service Providers to ERISA Plans March 7, 2012
First Circuit Limits Breadth of Whistleblower Protection Provision Under Sarbanes-Oxley Act of 2002 March 6, 2012
Recent CFTC Amendments to CPO/CTA Registration and Reporting Requirements Will Significantly Affect Investment Advisers and Registered Investment Companies Feb. 24, 2012
Massachusetts Social Media Guidance: Interpretive Assistance for State-Registered Advisers Could Assist All in Grappling With Regulatory and Compliance Issues Feb. 17, 2012
SEC Amends Definition of Qualified Client Feb. 17, 2012
IRS and Treasury Release Massive Set of Proposed Regulations on FATCA Feb. 14, 2012
Massachusetts Adopts New Regulations for Private Fund Advisers Feb. 13, 2012
FSA Discussion Paper 12/1 on the Implementation of the Alternative Investment Fund Managers Directive Feb. 6, 2012
SEC Staff Issues Guidance on Relief From Registration for Certain Affiliates of Registered Advisers Jan. 26, 2012
Court Strikes Down Countervailing Duties on Imports From China Jan. 12, 2012
SEC Publishes Final Rule Amending Accredited Investor Standard Dec. 28, 2011
China Expands Yuan Internationalization Efforts With RQFII Pilot Program Dec. 20, 2011
U.S. Treasury Department Reporting Obligation — Benchmark Form SHC Nov. 30, 2011
Recommended Annual Review for Hedge Fund and Other Private Fund Managers Nov. 17, 2011
New Reporting Obligations on Form PF for Private Fund Advisers Nov. 9, 2011
Proposed Volcker Rule Regulations: A Summary Oct. 18, 2011
SEC Will Permit “Proxy Access” Shareholder Proposals Sept. 23, 2011
MSRB Withdraws Proposed Municipal Advisor Rules Previously Filed With the SEC Sept. 12, 2011
SEC Seeks Comments on Review of Existing Regulations Sept. 12, 2011
SEC Issues Concept Release Regarding Mortgage REITs and Section 3(c)(5)(C) of the Investment Company Act Sept. 9, 2011
Reminder About Certain Upcoming Regulatory and Reporting Obligations for Investment Advisers Sept. 8, 2011
SEC Issues Concept Release on Use of Derivatives by Investment Companies Under the Investment Company Act of 1940 Sept. 7, 2011
SEC Issues Advance Notice of Proposed Rulemaking on Treatment of Asset-Backed Issuers Under Rule 3a-7 and Section 3(c)(5) of the Investment Company Act Sept. 7, 2011
MSRB Forges Ahead With Municipal Advisor Rule Proposal Filings With the SEC Sept. 6, 2011
SEC Approves Issuance of Releases Relating to Use of Derivatives by Investment Companies Regulated Under the Investment Company Act, Treatment of Asset-Backed Issuers Under the Investment Company Act Aug. 31, 2011
SEC Adopts Large Trader Registration and Reporting Requirements Aug. 16, 2011
SEC Publishes FINRA Proposal for Complete Rewrite of Communications With the Public Rules Aug. 3, 2011
SEC Adopts Rules Implementing Certain Dodd-Frank Act Provisions and Delaying Investment Adviser Registration Requirements June 27, 2011
D.C. Circuit Voids SEC “Proxy Access” Rule July 22, 2011
SEC Staff Grants No-Action Relief From Advisers Act Registration Requirements to U.S. Asset Management Subsidiary of Foreign Financial Institution July 7, 2011
Supreme Court Janus Capital Group Decision Clarifies Scope of Primary Liability Under Rule 10b-5; Investment Adviser Not Liable for Statements in Funds’ Prospectuses June 22, 2011
Dodd-Frank’s Derivatives Provisions Become Effective on July 16: (Probably) No Need to Panic June 13, 2011
SEC Proposes Rules Disqualifying Some Felons and Other “Bad Actors” From Reg. D Offerings June 7, 2011
MSRB Seeks Comment on Proposed Supervisory Rule G-44 for Municipal Advisors June 2, 2011
SEC Adopts New Rules to Reward Whistleblowers May 31, 2011
SEC Proposes to Amend Definition of “Qualified Client” May 13, 2011
FINRA’s Updated Proposed Rule 2341 Would Require Broad New Pre-Sale Cash Compensation Disclosures by Members Selling Mutual Funds May 5, 2011
More Information for Asset Managers to File With the Government — Proposed Form SLT May 2, 2011
Massachusetts Secretary of the Commonwealth Proposes New Regulations on Use of Expert Networks and Private Funds Exemption April 28, 2011
Notice 2011-34 — The Fun With FATCA Continues April 18, 2011
Likely Extension of Deadlines for Certain Investment Advisers to Register With the SEC or Transition to State Registration April 11, 2011
FINRA Requests Comment on Proposed Rule Regarding Supervision of Third-Party Service Providers April 7, 2011
SEC Proposes Dodd-Frank Compensation Committee and Consultant Rules April 4, 2011
SEC Staff Issues Guidance on Part 2 to Form ADV March 24, 2011
SEC Proposes Amendments to Lost Securityholder Rule to Add Broker-Dealers and to Notify Customers of Non-Negotiated Checks March 23, 2011
FINRA Files Operations Professional Registration Rule Proposal With the SEC March 21, 2011
SEC Proposes Rule Amendments to Remove Credit Rating References From Money Market Fund and Other Rules March 7, 2011
SEC Proposes Rule That Would Require Certain Investment Advisers, Broker-Dealers and Other Financial Institutions to Disclose Incentive Compensation Arrangements to Government March 3, 2011
FinCEN Clarifies Suspicious Activity Report (“SAR”) Confidentiality and Expands SAR Sharing to Certain Affiliates Feb. 23, 2011
Regulators’ Focus on ‘Pay-to-Play’ Issues Remains Robust Going Into the New Year — MSRB Seeks Comment on the New Draft Rule G-42 (“Pay-to-Play Rule”) for Municipal Advisors Feb. 3, 2011
More Reporting and Registering for Investment Advisers, CPOs and CTAs: SEC and CFTC Propose New Form PF and CFTC Proposes to Rescind/Limit Certain Exemptions Feb. 2, 2011
SEC Proposes Changes to “Accredited Investor” Definition Under the Securities Act Jan. 28, 2011
SEC Adopts Final “Say-on-Pay,” “Say-on-Frequency” and “Say-on-Parachute” Rules Jan. 28, 2011
SEC Customer Identification Program (“CIP”) No-Action Letter Extended With Modifications — Broker-Dealers Have Until May 1, 2011 to Comply Jan. 24, 2011
FINRA Proposes Expansion of Rule Governing Private Placements Jan. 19, 2011
Recommended Annual Review for Hedge Funds and Other Private Fund Managers Jan. 7, 2011
FSA Publishes New Remuneration Code Restricting Pay in the UK Financial Services Industry Dec. 23, 2010
Unanswered Questions From Most Recent Mutual Fund Excessive Fee Case Dec. 17, 2010
FINRA Rule 5131 Regarding Allocations Practices for New Issues Approved by SEC Dec. 10, 2010
SEC Proposes Extension of Rule 206(3)-3T Blanket Consents for Principal Trades in Non-Discretionary Advisory Accounts Dec. 6, 2010
Proposed SEC Rules Expanding U.S. Investment Adviser Registration: Key Implications for Non-U.S. Advisers and Fund Managers Dec. 3, 2010
SEC Proposes Rules Implementing Dodd-Frank Act Provisions on Investment Adviser Registration Nov. 23, 2010
SEC Reveals Proposed Dodd-Frank Whistleblower Rules Nov. 12, 2010
SEC Approves Rule Banning ‘Naked Access’ to Trading Centers Nov. 11, 2010
U.S. Department of Labor Proposes to Significantly Expand the Definition of ERISA Fiduciary Nov. 10, 2010
FINRA Proposes Account-Opening Disclosure Statement for Retail Customers Nov. 1, 2010
President’s Working Group Evaluates Options for Money Market Fund Reform Nov. 1, 2010
The CFTC and SEC Publish Interim Final Rules for Reporting Pre-Enactment Swaps Oct. 29, 2010
SEC Proposes “Say-on-Pay” and “Say-on-Parachute” Rules Oct. 22, 2010
SEC Proposes Definition of “Family Office” Oct. 20, 2010
Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act Oct. 12, 2010
Financial Stability Oversight Council Requests Comments on Volcker Rule, Systemically Significant Nonbank Financial Companies Oct. 11, 2010
What Non-U.S. Companies and Financial Institutions Need to Know Now About U.S. Financial Reform Oct. 8, 2010
SEC Mandates “Proxy Access” for U.S. Public Companies and Investment Companies Sept. 16, 2010
Form ADV Part 2 Amended and Available to the Public Aug. 16, 2010
SEC Issues Request for Comments on the Dodd-Frank Act Mandated Fiduciary Duty Study: 30-Day Comment Period July 29, 2010
U.S. Financial Reform Law: Key Changes for Non-U.S. Advisers and Certain Investors in Hedge and Private Equity Funds July 28, 2010
SEC Proposes Changes to Rule 12b-1 Fees July 27, 2010
SEC Unanimously Passes “Pay-to-Play” Rule for Investment Advisers July 22, 2010
U.S. Financial Reform Legislation — Primary Residence Excluded From Accredited Investor Test July 19, 2010
U.S. Financial Reform Law: Key Changes for Private Fund Managers Under the U.S. Investment Advisers Act and Changes to Certain Investor Eligibility Qualifications June 30, 2010
U.S. Supreme Court Significantly Limits Jurisdictional Reach of Antifraud Provisions of U.S. Securities Laws June 28, 2010
Advisers to Private Equity Funds Face SEC Registration June 21, 2010
Next Round for the Financial Reform Bill: Significant Broker-Dealer and Investment Adviser Issues Go to the Senate and House Conference Committee June 14, 2010
Senate Passes Financial Regulatory Reform: Asset-Backed Securities Provisions Modified in Final Bill, Remaining Inconsistencies With House Bill to Be Reconciled by Conference Committee June 4, 2010
FINRA Proposes to Require Registration of Back Office and Operations Personnel June 3, 2010
Senate’s Financial Reform Bill Impacts Executive Compensation Rules and Corporate Governance June 1, 2010
SEC Proposes Consolidated Audit Trail System and New Requirements for Municipal Securities Underwriters May 27, 2010
MSRB Proposes Pricing Guidance and Provides Exception for Sophisticated Municipal Market Professionals May 5, 2010
SEC Votes to Propose Large Trader Reporting System and Amendments to Regulation NMS Related to Access to Options Quotations April 16, 2010
The Supreme Court Decides in Mutual Fund Case That the Gartenberg Approach is Correct April 5, 2010
SEC Brings Unusual Case Against Outside Director for Public Company’s Disclosure Violations March 31, 2010
Preparing for the SEC’s Data Tagging Requirements for Mutual Funds March 29, 2010
SEC Staff Evaluating the Use of Derivatives by Registered Funds March 29, 2010
Sen. Dodd Releases Revised Financial Regulatory Reform Bill With Reduced Risk Retention Requirements for Offerings of Asset-Backed Securities and Delayed Effectiveness of Implementing Regulations March 17, 2010
SEC v. Tambone: Court of Appeals for the First Circuit Rejects SEC’s Attempt to Assert Rule 10b-5 Claims Based on a Theory of “Implied” Misrepresentations March 12, 2010
FinCEN Issues Joint Release Providing Guidance on Obtaining and Retaining Beneficial Ownership Information March 9, 2010
SEC Imposes New Short Sale Price Limitation on Circuit Breaker Basis Feb. 24, 2010
SEC Adopts Significant Amendments to Money Market Fund Regulations Jan. 29, 2010
SEC Takes Action to Ban Unfiltered Market Access and Approves Issuance of Concept Release on National Market Structure Jan. 14, 2010
Recommended Annual Review for Hedge Funds and Other Private Fund Managers Jan. 11, 2010
Custody Rule Amendments Adopted by the SEC – Expansive New Requirements For Advisers Jan. 7, 2010
SEC Adopts New Proxy Disclosure Rules Dec. 18, 2009
The Role of the SEC Under the House of Representatives Financial Services Reform Bill Dec. 18, 2009
In an Effort to Encourage Unsolicited Ratings, SEC Requires Disclosure of All Information Provided to NRSROs Hired to Provide Credit Ratings; Also Adopts and Proposes Various New Disclosure Requirements for NRSROs Dec. 3, 2009
Proposed Senate Bill to Regulate Offerings of Asset-Backed Securities Focuses on Risk Retention, More Detailed Disclosure Nov. 12, 2009
SEC Proposes Amendments to Rules Governing Dark Pools Oct. 23, 2009
Congress Looks Determined to Regulate OTC Derivative Trading Oct. 22, 2009
SEC Removes Rating Agency References in Several Rules, Signals Comprehensive Changes to ABS Regulation Oct. 9, 2009
SEC Proposes Stringent New Disclosure Requirements for Credit Ratings Used in Registered Offerings, Issues Concept Release on Imposing New Liabilities on NRSROs Oct. 9, 2009
A Shortfall at Lehman Brothers Inc.: The SIPA Trustee’s Property Allocation Motion Oct. 8, 2009
TALF Program Extended Aug. 18, 2009
Robert Khuzami Speaks: On His First 100 Days as Division Director, and the Future of the Enforcement Division Aug. 7, 2009
House Passes Legislation That Would Require Reporting of Incentive-Based Compensation Arrangements and Could Lead to Restrictions on Compensation for Certain Investment Advisers Aug. 6, 2009
SEC Permanently Adopts a Short Sale Close-Out Requirement Under Rule 204, Lets Form SH Filing Requirement Expire July 30, 2009
Obama Administration Releases Reform Package July 21, 2009
Obama Administration Proposes Legislation Requiring Registration of Investment Advisers to Private Funds and Imposing New Recordkeeping and Reporting Requirements Relating to Private Funds July 20, 2009
FINRA Proposes Sweeping New Disclosures for Mutual Funds and Broker-Dealers July 14, 2009
Recent Executive Compensation and Corporate Governance Developments — A Changing Landscape July 13, 2009
Overview of the SEC’s Proposed Money Market Reforms July 6, 2009
SEC Proposes Significant but not Unexpected Amendments to Money Market Fund Regulations June 24, 2009
“Proxy Access”: SEC Proposes Rules to Facilitate Director Nominations by Shareholders June 23, 2009
FDIC Legacy Loan Program Delayed, Being Reassessed June 5, 2009
Seventh Circuit ‘Disapproves’ Gartenberg, But Is This New Approach Fundamentally Different? May 27, 2009
SEC Publishes Proposed Amendments to the Custody Rule May 26, 2009
SEC Chairman Schapiro, in Addressing Mutual Fund Directors, Comments on Plans to Restore Investor Confidence May 11, 2009
EU Proposes Directive on Alternative Investment Fund Managers May 6, 2009
Derivatives, Re-Revisited April 24, 2009
The Continuing Evolution of Credit Derivatives: ISDA Publishes 2009 Supplement and Protocol April 16, 2009
Eighth Circuit: Gartenberg Is Not A “Safe Harbor of Exorbitance” April 15, 2009
Treasury Sets Out Framework of New Regulatory Scheme Governing Financial Institutions March 27, 2009
Treasury Announces Public-Private Investment Program March 26, 2009
Delaware Chancery Court Applies Business Judgment Rule to Dismiss “Business Risk” Oversight Claim, But Allows Claim for Corporate “Waste” Based on Former CEO’s Exit Package March 25, 2009
Managing Rumors Without Chilling Legitimate Communications March 18, 2009
Supreme Court Will Hear Appeal in Mutual Fund Advisory Fee Case March 9, 2009
Hedge Fund Side Letters: Recent Case Illustrates Potential Pitfalls March 4, 2009
All Deadlines for Compliance With Massachusetts’ Data Security Requirements Extended to January 1, 2010 Feb. 18, 2009
President’s Working Group on Financial Markets: Best Practices for the Hedge Fund Industry Jan. 30, 2009
Recommended Annual Review for Hedge Funds and Other Private Fund Managers Jan. 23, 2009
Compliance Reviews of an Extraordinary Year Jan. 12, 2009
Developments in the Federal Regulation of Investment Advisers Oct. 30, 2008
Dissent in Mutual Fund Advisory Fee Case Makes U.S. Supreme Court Review More Likely Aug. 21, 2008
Hedge Fund Newsletter Covers Regulatory, Legal Updates July 21, 2008
Hedge Fund Newsletter (Spring 2008) May 1, 2008
The SEC Proposes a Plain English Brochure for Advisory Clients May 1, 2008
Hedge Fund Newsletter (August 2007) Aug. 16, 2007
Does Governance by Mutual Fund Boards Impair Competition and Keep Mutual Fund Fees High? June 5, 2007
Hedge Fund Newsletter (April 2007) April 9, 2007
Outline: Significant Regulatory Developments for Investment Companies Dec. 8, 2006
Outline: Business Continuity Plans for Investment Advisers Nov. 17, 2006
Hedge Fund Newsletter (Summer 2006) July 12, 2006
View from the Top: Q&A with Legal Women Leaders - Spring 2006 May 10, 2006
Callcott Says Beware of the Sweeping New SEC Regulations March 8, 2004
Selected Compliance Considerations in the Sale of Mutual Fund Shares Dec. 1, 2003
Investment Management Group Ranks 4th in American Lawyer's Corporate Scorecard April 7, 2003
Memo to Investment Adviser Clients Regarding Proxy Voting and Disclosure of Proxy Voting Policies and Procedures March 24, 2003
Memo to Investment Company Clients Regarding Proxy Voting and Disclosure of Proxy Voting Policies and Procedures March 24, 2003
Memorandum to Mutual Fund Trustees and Directors Regarding the Implementation of Sarbanes-Oxley Feb. 13, 2003
AML Regulation of Unregistered Investment Companies Oct. 17, 2002
Sarbanes-Oxley Memo to Investment Company Clients (Update) Sept. 4, 2002
Investment Adviser Custody of Client Assets: Proposed Amendments to Rule 206(4)-2 Sept. 1, 2002

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News

C. Leonard Discusses Guidance to AIFM Directive March 11, 2013
Data Security Requirements under Massachusetts Law Feb. 1, 2013
R. Joseph Discusses Alternative Investment Oversight July 31, 2012
McGuire Discusses ETF Portfolio Strategies July 27, 2012
Sterling Opines on New CFTC Fund Rules July 24, 2012
Bingham Significantly Expands Investment Management Team in Washington, D.C. July 9, 2012
Global Bingham Team Advises BFAM Partners on Hedge Fund Launch June 18, 2012
Sterling Opines on Commodity Pool Operator Rules May 17, 2012

R. Leonard Opines on Form PF Difficulties Feb. 24, 2012
IM Alert Explains Proposed Changes to 12b-1 Fees Aug. 30, 2011
R. Leonard Discusses Ambiguities Within New Form PF Dec. 29, 2011
R. Joseph Discusses SEC Enforcement in 2011 Jan. 11, 2011
Sterling Discusses Liquidity Bank Proposal April 12, 2011
R. Goldman Advises on SEC Registration March 22, 2011
Raymond Discusses Use of Derivatives in Mutual Funds Dec. 28, 2011
R. Joseph Discusses Impact of Dodd-Frank Provision Oct. 22, 2010
Sheridan, Seferi Lead Team in CLO Transaction March 21, 2011
Garrod Pens Article on U.K.’s Remuneration Code Jan. 21, 2011
R. Joseph Discusses SEC Fund Adviser Registration July 13, 2011
R. Joseph Discusses Impact of FINRA Proposal on Funds April 14, 2011
R. Joseph Discusses Proposed Whistleblower Rules May 4, 2011
B. Hurwitz Comments on Overturn of Proxy Access Rule July 28, 2011
Copenhefer Quoted on Identifying Regulatory Changes Jan. 28, 2009
R. Joseph Discusses Third-Party Research Providers Jan. 12, 2011
Hong Kong Office Hosts Opalesque Roundtable May 26, 2011
Catholic Schools Foundation Honors Roger Joseph, Bingham at 19th Annual Inner-City Scholarship Fund Dinner April 6, 2009
M. Gross Opines on Dual Oversight Proposal for IAs May 11, 2011
R. Leonard, Kodandapani Author Article on Form PF March 11, 2011
Mavrides Discusses the Use of Side Pockets July 14, 2011
EIF Closes Latest Fund With $1.713 Billion in Commitments Oct. 31, 2011
Bingham Expands Investment Management Practice to Hong Kong June 22, 2010
Godfrey, Puhar Participate in Opalesque Roundtable in Hong Kong Oct. 27, 2010
Bingham Shortlisted for Chambers USA 2011 Awards for Excellence April 28, 2011
Godfrey Pens Article on ‘Newcits’ Funds in Asia March 16, 2011
Bingham Lawyers See Potential Silver Lining for Hedge Funds March 5, 2009
Investment Management Team Honored With Chambers Award June 16, 2011
Bingham Expands Investment Management, Corporate Capabilities in New York Dec. 13, 2010
R. Joseph Featured in Legal Bisnow, Sheridan Noted March 23, 2011
R. Joseph Discusses New Money Fund Rules Feb. 15, 2012
Persechino Quoted on Reviewing Compliance Policies Jan. 26, 2009
Chambers USA Ranks Bingham Lawyers, Practice Categories June 30, 2009
Goldman, Tirrell Assist in $233M Hedge Fund Launch Jan. 8, 2009
Glazer’s Move to Bingham Garners Press Sept. 1, 2009
Firm Represents Virtus in Fund Adoption Transaction Aug. 9, 2010
R. Joseph Opines on Overseas Investment Risks July 27, 2011
Video: Joseph Discusses Valuation at Ignites Live Conference Jan. 13, 2009
Godfrey, Kroll Write Article on Impact of Dodd-Frank Oct. 8, 2010
Bingham Expands Investment Management Practice in Los Angeles Aug. 25, 2009

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Events

Opalesque 2012 U.K. Roundtable June 28, 2012
A Briefing on the Volcker Rule — Where Are We and What are the Implications for Non-U.S. Asset Managers June 19, 2012
Opalesque 2012 Japan Roundtable May 10, 2012
R. Leonard Speaks on Administration Analytics Panel
R. Leonard Speaks on Legal Landscape April 22, 2011
R. Joseph, R. Leonard Speak at Compliance Summit March 30, 2011

Glazer Presents to IDC’s LA Chapter July 2, 2010
Investment Management Audio Broadcast Series Nov. 4, 2011
Glazer Presents at National Investment Company Services Association Meeting April 22, 2011
Tirrell Speaks on Boston Hedge Fund Group Panel June 9, 2009
Holton Presents at Joint Seminar in Mumbai Nov. 3, 2010
Mavrides Presents at Alternative Investment Network Seminar Nov. 3, 2010
Godfrey Presents in Singapore Dec. 20, 2010
Giordano, Hansen Present on Financial Reform Sept. 8, 2010
R. Joseph Leads IBA Session With Int’l Regulators June 1, 2010
Kehoe, Teckler Host Joint Seminars July 2, 2010
Hurwitz Speaks at Charles Schwab Conference Nov. 3, 2010
An Analysis of FINRA’s Proposed Rule Jan. 15, 2010
C. Leonard Leads U.K. Regulatory Seminars July 2, 2010
Wittlin Speaks at Infovest21 Seminar Jan. 27, 2011
C. Cox, R. Joseph Present at AIMA Hong Kong Nov. 3, 2010
Goldman Speaks at Beijing Financial Services Sector Leadership Program Nov. 13, 2009
Bingham Presents an Update on Dodd-Frank March 14, 2011
Godfrey, Holton Speak at AIMA Singapore Nov. 3, 2010
C. Cox, Godfrey, R. Joseph Speak on AIMA Panel Oct. 11, 2011
Partners Speak at Financial Regulation Seminar in Tokyo April 26, 2010
Bingham Presents 2010 Panel on Dodd-Frank Aug. 31, 2010
Wittlin Speaks on Investment Management M&A Panel at Boston Mutual Fund Symposium June 22, 2010
Persechino Speaks at J.P. Morgan’s CCO Summit Oct. 15, 2009
R. Leonard Presents in Best Practices Roundtable July 2, 2010
Deutsche Bank Invites Goldman to Speak Sept. 18, 2009

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