Experience

Events

• Panelist, Goldman Sachs Seminar, New York (2013)
• Presenter, Year-end Review of Compliance/Legal Matters, Bingham Seminar, New York (2012)
• Presenter, Credit-Suisse Form PF Seminars, Boston and New York (2012)
• Presenter, Form PF: The Second Wave, Bingham Seminar, New York (2012)
• Panelist, Goldman Sachs’ Prime Seminar, New York (2012)
• Panelist, Deutsche Bank’s “On the Radar” Roundtable: Form PF Discussion, New York (2012)
• The Importance of Administration Analytics — Form PF, FATCA and Beyond, Deutsche Bank, New York (2012)
• Form PF: Inside and Out, MFA, New York (2012)
• Form SHC and Other Treasury and BEA Forms, Bingham Seminar, New York (2012)
• Presenter, Regulatory Update on Form PF, Bingham — Morgan Stanley Luncheon Presentation, Dallas, Texas (2011)
• Panelist, Changes in the Legal Regulatory Environment for Hedge Funds and Asset Management Firms, BNP Paribas CFO/COO Hedge Fund Summit, New York (2011)
• Moderator, Prime Brokerage Agreements in the New Regulatory Environment, Bingham Seminar, New York (2011)
• Panelist, Legal Landscape for Hedge Funds and Family Offices, Jefferies’ Capital Introduction Group, New York (2011)
• Getting It All Done Correctly — Compliance Best Practices and Your Form ADV Part 2, Bingham Seminar, New York (2011)
• Living in a Post-Registration World — What Is the Impact on Your Business?‚ Credit Suisse Compliance Workshop, New York (2011)
• Expansion of IA Regulation: Implications for Private Fund Managers, New York (2010)
• What You Need to Know About the U.S. Financial Reform, New York (2010)
• Presenter, Legal Due Diligence, Duff & Phelps Alternative Investments Best Practices Roundtable, New York (2010)
• Moderator, Alignment of Interests, AlphaHedge, Southampton, Bermuda (2010)
• Panelist, Legal and Regulatory Issues, BNP Paribas CFO/COO Summit, New York (2009)
• Panelist, Funds of Funds: Setting Up a Managed Account Platform, Infovest21, New York (2009)
• Panelist, Regulatory Symposium, Jefferies Prime Brokerage Services, New York (2009)
• Navigating Current Markets — A View From the Front Lines, Advent Web Seminar (2009)
• Hedge Funds A to Z, Financial Research Associates Conference, New York (2008)
• How to Value and Structure Asset Management M&A Transactions, Berkshire-Bingham Seminar, Boston and New York (2008)
• Hedge Funds 101 & 102, Financial Research Associates Conference, New York (2008)
• Panelist, Market Volatility and Its Practical Effects: Weathering the Storm, New York (2008)
• Panelist, Supporting Your People at All Stages of the Employee Life Cycle, Hedge Fund Human Capital Management Seminar, Goldman, Sachs and Co., New York (2007)
• Key Hedge Fund Employment and Talent Retention Considerations, New York (2007)
• Successor Planning, Banc of America Securities: 6th Annual Northeast CFO/COO Summit, New York (2007)
• Focus on Due Diligence: Litigation Trends Across the Hedge Fund Industry and Investor Rights and Remedies, Hedge Fund Regulation & Compliance, New York (2007)
• Focus on ERISA: Update on Hedge Funds and Their Interaction With ERISA, Hedge Fund Regulation & Compliance, New York (2007)
• Insider Trading and Hedge Funds — What’s All the Fuss?, New York (2007)
• Global Regulatory Outlook, MARHedge, Grand Cayman (2006)
• The Alchemy of Hedge Funds: The Implications of Collapse, Stamford CFA Society (2006)
• What Do Institutional Investors Look for in a Hedge Fund Manager?, New York (2006)
• Bank of America Prime Brokerage Services 5th Annual Northeast CFO/COO Summit (2006)
• Hedge Fund Regulation & Compliance Forum, New York (2006)
• Maintaining Bench Strength and Morale During a Period of Low Performance, GAIM USA Conference, Boca Raton, Fla. (2006)
• Hedge Fund Incubation and Seeding Conference, New York (2006)

Publications

• Co-author, “Form BE-11: Only Entities Contacted by BEA to Report for 2012,” Bingham.com (February 2013)
• Co-author, “Guide to SEC Investment Adviser Registration for Hedge Fund and Private Equity Fund Managers,” Bingham.com (July 13, 2012)
• Co-author, “Commodity Pool Operators and Commodity Trading Advisors: Key CFTC Registration and Compliance Considerations,” Bingham.com (June 25, 2012)
• Co-author, “SEC Releases FAQs Useful for Private Fund Advisers Relating to Form PF,” Bingham.com (June 11, 2012)
• Co-author, “JOBS Act to Eliminate Barriers to Capital Raising by Hedge Funds, Private Equity Funds and Other Private Funds,” Bingham.com (April 9, 2012)
• Co-author, “Recent CFTC Amendments to CPO/CTA Registration and Reporting Requirements,” VC Experts (Feb. 24, 2012)
• Co-author, “SEC Amends Definition of Qualified Client,” Bingham.com (Feb. 17, 2012)
• Co-author, “SEC Staff Issues Guidance on Relief from Registration for Certain Affiliates of Registered Advisers,” Bingham.com (Jan. 26, 2012)
• Co-author, “U.S. Treasury Department Reporting Obligation — Benchmark Form SHC,” Bingham.com (Nov. 30, 2011)
• Co-author, “Recommended Annual Review for Hedge Fund and Other Private Fund Managers,” Bingham.com (Nov. 17, 2011)
• Co-author, “New Reporting Obligations on Form PF for Private Fund Advisers,” Bingham.com (November 9, 2011)
• Co-author, “Proposed Volcker Rule Regulations: A Summary,” Bingham.com (Oct. 18, 2011)
• Co-author, “Reminder About Certain Upcoming Regulatory and Reporting Obligations for Investment Advisers,” Bingham.com (Sept. 8, 2011)
• Co-author, “SEC Adopts Rules Implementing Certain Dodd-Frank Act Provisions and Delaying Investment Adviser Registration Requirements,” Bingham.com (June 27, 2011)
• Co-author, “More Information for Asset Managers to File with the Government — Proposed Form SLT,” Bingham.com (May 2, 2011)
• Co-author, “Recommended Annual Review for Hedge Funds and Other Private Fund Managers,” Bingham.com (Jan. 7, 2011)

Memberships

• Steering Committee for Managed Funds Association Outside Counsel Forum

Awards & Honors

• Super Lawyers (2006–2009)
• The Legal 500 US (2008, 2012)
• Notes editor, Brooklyn Law Review (past)