Elizabeth Marino works on market regulatory matters. Prior to joining the firm, she was a staff attorney in the SEC’s Division of Market Regulation where she focused on the anti-fraud and anti-manipulation rules, particularly those related to Regulation M, IPO allocations, trading, issuer tender offers and issuer repurchases.
Elizabeth has published several articles on securities-related issues. For example, she recently co-authored three articles in
The Investment Lawyer addressing the obligation to register as a broker-dealer, the NASD (now FINRA) and NYSE’s recently proposed research analyst rules, and the permissibility of insurance networking arrangements.
- Co-author, “Commission Alleges Violation of SOX 304,” Securities Docket (August 6, 2009)
- Co-author, “FINRA Issues Regulatory Notices on Foreign Research Analysts, Third-Party Research Reports and Unauthorized Proprietary Trading,” Bingham.com (April 18, 2008)
- Co-author, “NASD and NYSE Propose Amendments to Research Analyst Rules,” Bingham.com (Oct. 12, 2006)
- “Broker-Dealer Registration: To Register or Not to Register — Recent Guidance from the SEC,” The Investment Lawyer (September 2006)
- “SEC Staff Revokes Insurance Networking Letter Issued to M Financial,” Investment Lawyer (July 2006)
- “Constitutional Law School Voucher Programs Providing Access to Private Religious Schools Do Not Violate the Establishment Clause Zelman v. Simmons-Harris,” Suffolk University Law Review, Vol. 37 (2004)
- “Constitutional Law Judge's Imposition of Death Penalty Violates Sixth Amendment Right to a Trial By Jury Ring v. Arizona,” Suffolk University Law Review, Vol. 37 (2004)
- Admitted to practice in the District of Columbia and Massachusetts
- Suffolk University Law School, Juris Doctor, cum laude, 2003
- Providence College, Bachelor of Arts, magna cum laude, 1999